EvalChain provides independent, expert-validated evaluation and blockchain-verified certification for AI models deployed in broker-dealer and RIA environments — built for FINRA examination readiness.
Request a pilot evaluation for your firm's AI model
How EvalChain works
Former FINRA examiners, securities attorneys, and credentialed risk officers score AI outputs independently — without seeing each other's assessments.
Six scoring dimensions mapped directly to Reg BI, FINRA Rule 3110, SR 11-7, and ISO 42001 — producing examination-ready documentation your CCO can hand to an examiner.
Every evaluation is cryptographically hashed and recorded on a public blockchain — tamper-proof, timestamped, and verifiable by any regulator in real time.
Certification is not a one-time test. Automated behavioral monitoring detects when a model's outputs drift from its certified baseline — suspending certification automatically if thresholds are breached.
AI companies shouldn't be allowed to grade their own homework. Startups will be established to take on the role of independent AI auditor.
Miles Brundage, Former Policy Chief, OpenAI — Founder, AVERI · January 2026